Standard No.:	CQC-C0401-2014
English Name:	IMPLEMENTATION REGULATION ON COMPULSORY CERTIFICATION-Small Power Motors
Chinese Name:	强制性产品认证实施规则-小功率电动机
Professional Classification:	CQ
Issued on:	2014-09-01
Implemented on:	2014-9-1
Status:	valid
Target Language:	English
File Format:	PDF
Word Count:	10000 words
Translation Price(USD):	140.0
Delivery:	via email in 1 business day

0.1 Terms and Definitions 0.1.1 Test with Manufacturer's Premises (referred to as TMP method) The engineer from the designated laboratory conducts test with the testing equipment that belongs to the factory laboratory, assisted by the testing personnel dispatched by the factory. Relevant designated laboratory shall be responsible for approval and issuance of testing report. 0.1.2 Witnessed Manufacturer's Test (hereinafter referred to as WMT method) The engineer from the designated laboratory witnesses the testing conditions of the factory laboratory and all tests completed by the factory laboratory with its own equipment, or witnesses partial testing conditions and testing items against the testing plan submitted by the factory. Testing personnel of the factory laboratory is responsible to issue the original record and draft the testing report with the witness engineer from the designated laboratory according to the prescribed form. Relevant designated laboratory shall be responsible for approval and issuance of testing report. 0.1.3 ODM (Original Design Manufacturer) The factory designing, processing and producing the same products for one or more manufacturer(s) by adopting the same quality assurance capacity requirements and the same product design, production process control and inspection requirements, etc. 0.1.4 ODM initial certificate holder The organization whose ODM product is initially provided with the product certificate. 0.1.5 OEM (Original Equipment Manufacturer) The manufacturer producing certification products according to the design, production process control and inspection requirements provided by the client. The client may be either certification client or producer; OEM produces certification products with OEM equipment according to the design, production process control and inspection requirements provided by the client. 0.2 Management Requirements of Manufacturers by Classification CQC collects and sorts various information related to certification products and the manufacturer quality to conduct dynamic classified management on the manufacturers. The certification clients, producers and manufacturers shall cooperate. The manufacturers are classified into four classes: Class A, Class B, Class C and Class D. CQC classifies and grades the manufacturers according to the following basic classification principles and regularly or irregularly reclassifies and grades the manufacturers according to all information, so as to realize dynamic management. In case of any change, documents published by CQC shall prevail. In principle, the manufacturer classification result shall be upgraded level by level in the order of D-C-B-A and degraded level by level in the order of A-B-C-D or be directly adjusted to corresponding class after risk assessment. Basic classification principles are as follows: ① Class A: In principle, Class B enterprise provides compliance information to CQC; CQC conducts integrated risk assessment on the collected quality information and the information provided by the enterprise and determines the category result. The assessment shall at least cover the following aspects:

CQC-C04-01- 0. Introduction 0.1 Terms and Definitions 0.2 Management Requirements of Manufacturers by Classification 1. Application Scope 2. Certification Standards 3. Certification Mode 3.1 Basic Mode of Certification 3.2 Refining of Certification Mode 3.3 Applicability of Certification Mode 4. Certification Unit Classification 5. Certification Entrustment 5.1 Proposing and Acceptance of Certification Application 5.2 Application Information 5.3 Implementation Arrangement 6. Certification Implementation 6.1 Type Test 6.2 Initial Factory Inspection 6.3 Certification Evaluation and Decision 6.4 Certification Time Limit 7. Post-certification Supervision 7.1 Post-certification Follow-up Inspection 7.2 Sampling Inspection on Production Site 7.3 Market Sampling Inspection 7.4 Frequency and Time of Post-certification Supervision 7.5 Records of Post-certification Supervision 7.6 Evaluation on the Result of Post-certification Supervision 8. Certificate 8.1 Maintenance of Certificate 8.2 Change of Products Covered by Certificate 8.3 Expansion of Certificate Covered Product 8.4 Cancellation, Suspension and Revocation of Certificate 8.5 Use of Certificate 9. Certification Mark 10. Charge 11. Certification Responsibility 12. Requirements for Process and Time Limit Related to Technology Disputes, Complaints and Appeals Appendix 1: Unit Division and Sample Presentation Requirements for Compulsory Certification of Small -power Motors Appendix 2: List and Change Requirements of Key Components and Parts, Important Materials and Nonmetallic Parts and Materials Appendix 3: Requirements of Factory Quality Assurance Capability Appendix 4: Quality Control Inspection Requirements for Manufacturers of Small Power Motors